FCA guidance - outsourcing and incentives

We’ve created two new documents to support you on the FCA outsourcing and incentive reviews. Read on to find out more.

 

 

 

Incentives 

For several years, the Financial Conduct Authority (FCA) has been reviewing the influence that financial services staff incentives have on sales performance and practices, and how this impacts the fair treatment of customers. Have a look at our summary of their review and what you can do to stay compliant.

 

Outsourcing

Following their review in June 2015, the Financial Conduct Authority (FCA) continues to look at how firms oversee delegated authority arrangements and the impact that any shortcomings could have on the delivery of products and services to customers. So we’ve created a guide to outsourcing, have a look at it today.

 

For more help with regulation and legislation and to find out what’s set to change, when it might happen as well as what that means for your business, visit our Good Thinking Hub. Here you have access to facts, top tips, guidance and insight to keep you one step ahead - now, and for the future.

 

Article Publish Date: Monday 7 August 2017

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